Form CRS (Client Relationship Summary)

• Raymond James & Associates (RJA) CRS – brokerage & investment advisory (PDF)
• Raymond James Financial Services (RJFS) CRS – brokerage (PDF)
• Raymond James Financial Services Advisors (RJFSA) CRS – investment advisory (PDF)

Important Client Information

• Important Client Information (PDF)
• Important Client Information - Custody & Clearing clients (PDF)

Form ADV

• Raymond James & Associates, Inc. Form ADV Part 2A Brochure (PDF)
• Raymond James & Associates, Inc. Wrap Fee Program Brochure (PDF)
• Raymond James Financial Services Advisors, Inc. Form ADV Part 2A Brochure (PDF)
• Raymond James Financial Services Advisors, Inc. Wrap Fee Program Brochure (PDF)

Other Disclosures

• Packaged Product Disclosures
• Research Disclosures
• SEC Order Execution/Routing Disclosures
• Advisory vs Brokerage Relationships
• Extended Hours Trading Disclosures
• Forward Looking Statements Disclosure
• Callable Securities Disclosures
• Updates to Arbitration Disclosures
• Important information on Penny Stocks
• Day-Trading Risk Disclosure Statement
• 529 Program Disclosure Documents
• Municipal Bonds Negotiated New Issue Calendar
• Third Party Payments
• Business Continuity Planning Disclosure Statement
• Important Information Regarding Investment Manager Trading Practices
• Institutional Fiduciary Solutions ADV Part 2A Brochure (PDF)
• E-Delivery Terms and Conditions (PDF)
• Raymond James SHRM Solicitor's Disclosure
• Fiduciary Acknowledgement for Certain Retirement Accounts (PDF)

Institutional Equities and Options Disclosures

• Annual Notice to Institutional Equities and Options Clients
• Raymond James & Associates Electronic Trading (RJET) Disclaimer (PDF)
• Options Disclosure Document (Characteristics & Risks of Standardized Options)
• European Capital Markets Legal and Regulatory Documents